| In ''Galileo's Revenge:
Junk Science in the Courtroom'' by Peter Huber (1), the former law
clerk to Supreme Court Justice Sandra
Day O'Conner, admits that ''Science is indeed imperfect. Science
does indeed offer less than absolute certainty. But it has proved
to be vastly more accurate, reliable, stable, coherent, and
evenhanded than the alternatives''. A brief review of the early
history of alcohol analysis will easily establish that science is
indeed imperfect. However, it can and does correct itself as will
be illustrated in the following comments. The sad part of the
history is that it takes many years before the junk science
involved is corrected.
Although very many investigators
have produced a wide variety of procedures for the determination
of blood alcohol concentration (BAC), three scientists, Widmark,
Harger, and Borkenstein, gained early widespread recognition for
their extensive studies of alcohol and the drinking driver.
Foremost of the three is E.P.M. Widmark at the Medical-Chemical
Institute of Lund, Sweden who published his detailed procedure for
a micro-method for the determination of blood alcohol in 1922 (2).
In the United States, Rolla N. Harger at Indiana University not
only described a micro-method for alcohol analysis in 1933 (3)
but, also, invented a device for measuring breath alcohol in 1938
(4). The instrument known as the Drunkometer gained widespread
usage in the United States because it did not require venipuncture.
In 1932, Widmark published in German (5) a reprise of his many
studies. R.C. Baselt of the Pathology Department of the University
of California (Davis) brought Widmark's work to the attention of
English-speaking scientists by editing a translation of Widmark's
studies in 1981 (6). Widmark's contributions to the science of
alcohol analysis have been internationally recognized by the
conferral of the Widmark Award considered the highest
international honor for outstanding contributions to the
advancement of knowledge of alcohol, drugs and traffic safety.
Rolla N. Harger was the first recipient of the Widmark Award in
1965. In 1961 one of Harger's students, R. F. Borkenstein, a
captain in the Michigan State Police and the third recipient of
the Widmark Award in 1972, developed a breath alcohol analyzer,
the Breathalyzer, (7) that captured a specific volume of breath,
and quantitated the alcohol in it by determining the change in the
color of a dichromate-sulfuric acid solution. The Breathalyzer,
which eventually replaced the Harger Drunkometer, was used by
Borkenstein and colleagues (8) to study the relationship between
the BAC and accidents. Their Grand Rapids, MI study involving
about 6,000 drivers with accidents and 7,000 drivers without
accidents indicated that the probability of causing an accident
sharply increased as the BAC increased.
The accomplishments of
Widmark, Harger, and Borkenstein although very significant, are,
also, examples which illustrate Peter Huber's comment that
science, and how it is used or mis-used is, indeed, imperfect.
That science can be and, often has been mis-used is the essence of
the remainder of this essay. What is important to recognize is
that the correction of the mis-used science required too many
years to occur, years in which many drivers may have been falsely
accused. One of Widmark's major accomplishments involved the
development of the constants, ř and ß, the ratio between the
BAC and the total amount of alcohol in the system and the rate of
alcohol elimination from the system. Widmark's
ratio was based on the ratio of
mass /mass whereas modern data uses V (volume of
distribution) as the ratio of volume/mass). Widmark used his ratio
to calculate the amount of alcohol that had been consumed.
Numerous charts and devices for calculating the reverse; i.e the
BAC of an individual based on the number of drinks he or she
consumed, are easily available, strongly promoted and often used
by the gullible non-scientific driving public. Even the Ohio
Supreme Court, in a 1980 ruling overturning a decision of Judge T.
S. Hodson of Athens County municipal court (TR 80-5-194),
incorrectly, recommended the use of such charts and devices.
Widmark was careful to specify that his data involved 20 young
adult males and 10 females after an overnight fast before
consumption of a single bolus of alcohol, and that women, in
general, had lower ř factors. It is obvious that the majority
of DUI arrests and convictions since then do not conform to
Widmark's conditions. Widmark carefully explained why in his terms
''the amount of alcohol consumed cannot be calculated for every
case''. Chapter VI of Baselt's translation of Widmark's studies
(6) details several explanations in support of that statement.
The variations in the volume
distribution of alcohol are considerable. For adult males Schwar
(9) gave averages varying from 0.62 to 0.798 with ranges
from 0.59 to 0.90. For adult females the averages were from
0.55 to 0.66 and ranges from 0.46 to 0.86. These wide
ranges mean that the resultant calculations have potentially large
errors. A possible explanation for these variations lies in the
adiposity and the age of the individuals. Another error in the use
of the charts lies in the assumption that all individuals
eliminate alcohol from their blood at the same constant rate. A.
W. Jones (10) commented on the magnitude of inter- and
intra-individual variations in the elimination rates as follows:
''Human beings show an enormous variation in their response to
ethanol as well as other drugs. Besides difference in behavioral
response the disposition kinetics show marked variations from
person to person and also within the same person from time to
time.......The notion of conducting an alcohol tolerance test to
establish a person's rate of alcohol disposal seems hardly
worthwhile considering the large within subject variance
component. Instead, a range of elimination rates such as 9 to 25
mg/Dl/hr can be assumed to apply and in my experience this should
encompass actual values for the vast majority of individuals.''
For the charts and devices to use an average elimination rate of
15 mg/Dl/hr when the individual's rate may vary almost three-fold
is mis-use of scientific information and should not be accepted by
the driving public.
The University of Oklahoma Police
Department in its publication, The Police Notebook, describes
their BAC Calculator (11) but includes the following statements:
''Important Note'': ''There
is no blood alcohol calculator that is 100% accurate
because of the number of factors that come into play regarding the
consumption and reduction (burnoff) rates of different people.
Factors include the sex (male/female)of the drinker, differing
metabolism rates, various health issues and the combination of
medication that might have been taken, drinking frequency, amount
of food in the stomach and small intestine and when it was eaten,
elapsed time, and others. The best that can be done is a rough
estimation of the BAC level based on known inputs.''
Widmark's monograph (5,6) detailed
how to prepare capillary tubes for the collection of
''finger-stick'' capillary blood as well as how to conduct the
micro-procedure for the analysis of capillary blood alcohol. His
procedures were widely accepted in Europe, whereas in the United
States breath alcohol tests per the Harger Drunkometer and the
Borkenstein Breathalyzer were the vogue. See Figures 1 and
2 for pictures of the two
instruments. The editor of the Journal of the American Medical
Association rejected a proposed article by Widmark on his
methodology. R. Andreasson and A.W. Jones (12) provide
an interesting anecdote on what might have happened if the editor
had accepted Widmark's article. They conclude:''In retrospect,
there is little doubt that during the 1930's the results of
blood-alcohol analysis obtained according to Widmark's micromethod
were considerably more accurate and precise when compared with
estimating a person's blood-alcohol indirectly by analyzing
a specimen of breath.''
Professor Rolla N. Harger (13)
devised a micro-method for blood alcohol analysis in 1933, but is
more widely recognized as the inventor in 1934 of the Drunkometer
(14) which measured the concentration of alcohol in a breath
sample. The Drunkometer was patented in 1936 with the rights given
to the Indiana University Foundation. Indiana enacted their
driving-under-the-influence-of-alcohol (DUI) law in 1939. Because
the law specifically involved blood alcohol concentration the
actual breath alcohol concentration had to be converted to a blood
alcohol concentration. Harger and colleagues
(15) overcame this obstacle by applying Henry's law to a solution
of alcohol and water. They chose the 2100/1 ratio (multiply the
breath alcohol concentration by 2100 to obtain the blood alcohol
concentration) because the partition ratio between a mixture of
water and alcohol at 25 degrees C at equilibrium is 2100/1. The
problem with the use of this ratio will be described in a future
essay. For now, it will be enough to note that the alcohol in the
lungs is present in blood not water, that the temperature is not
constantly at 25 degrees C., and that many measurements in humans
have shown wide variations from 2100/1. A second invalid
assumption in the use of the Drunkometer involves the
determination of the volume of the breath sample to be analyzed
for its alcohol content.
The operation of the Harger
Drunkometer was briefly described by R. L. Donigan (16) in a
citation from a Texas court as follows: ''The suspect is required
to blow into a balloon. The breath from the lungs thus captured is
allowed to expel itself through a tube containing a mixture of
potassium permanganate and sulfuric acid until a certain color is
reached. By a measure of the water displaced by the breath which
has passed through this tube, it is determined how much air was
required to create the color described. This amount is determined
from a reading of a calibrated scale. The number from the scale
must then be calculated and translated into a percentage of
alcohol in the blood.'' The calculations assume that the average
person's breath contained 5.5% carbon dioxide. If one measured the
carbon dioxide content of the subject's breath, the volume of the
breath sample could be then be calculated. Thus, with the amount
of alcohol determined present by the permanganate oxidation, the
weight per unit volume of alcohol could be calculated. The faulty
chemistry of the Drunkometer is two-fold; The carbon dioxide
concentration of human breath is not a constant (5.5%) for all
drivers, and, likewise, the partition ratio for alcohol/water is
not a constant 2100/1. The carbon dioxide content may vary
according to gender, age, the presence of lung disorders, and the
emotional state (hyperventilation) of
the person being tested. Mason and Dubowski (17) reported the
concentration ranged from 4.3 to 6.3 % W/V and that one could
expect wider ranges for normal adults. According to W. C. Head
(18) ''Statutes have erroneously assumed that the same partition
ratio applies to everyone. Scientific studies have shown ACTUAL
partition ratios to be as low as 1,100:1 and higher than 2700:1. A
true average for all persons more accurately stated at 2300:1 and
2350:1......Statutes also erroneously assume that alcohol
is absorbed and eliminated at identical rates by every person when
in vivo testing thoroughly refutes
this assumption.'' The possible error introduced by these two
assumptions is great enough to make the accuracy of the BAC result
well beyond the reasonable doubt the jurors have to consider.
Harger and colleagues at Indiana
University were very vigorous in their promotion of breath testing
for blood alcohol as evidenced by the sponsorship in 1948 of
one-week courses on breath alcohol testing by the National Safety
Council's Committee on Tests for Intoxication. Harger (19)
defended the accuracy of his Drunkometer in a report titled
''Debunking the Drunkometer'' in the American Journal of Police
Science. In a forward to his article the editor of the Journal
wrote: ''For the past 20 years R. N. Harger, Ph.D., Professor of
Biochemistry and Toxicology at the University of Indiana Medical
School has made a special study of the problems relating to the
accurate diagnosis of alcoholic intoxication......The Journal is
pleased to present the views of an authority of Dr. Harger's
standing on the accuracy of breath tests for measuring alcoholic
intoxication.''
Dr. Harger wrote that the use of
scientific procedures for arriving at the truth in forensic cases
stimulates some people to seek flaws in the procedure. He goes on
to write that ''since many police laboratories do not have
graduate chemists, we felt that there was a need for a simpler
method which could be handled by an intelligent police
technician.'' Dr. C. W .Muehlberger (20), a forensic toxicologist
for many years in Wisconsin and Michigan and an original member of
the National Safety Council's Committee on Tests for Intoxication,
responded to I. M. Rabinowitch's arguments against breath testing
with the comments: ''our committee has never claimed that chemical
tests are ''foolproof''. Obviously they are subject to all those
errors which are characteristically human. Specimens may be taken
in an improper manner, analysts can make errors and experts may
voice opinions which seem contrary to general experience.'' It
should be noted that 34 years after the introduction of the
Drunkometer, the National Safety Council's Committee on Alcohol
and Drugs urged abandonment of the practice of estimating the
volume of alveolar air in a breath specimen on the basis of the
weight of carbon dioxide present (21). In the following year the
Council's Committee on Alcohol and Drugs' ad hoc Committee
on Testing and Training listed sixty- six relevant references for
the carbon dioxide content of breath (22).
The term, Breathalyzer, was the
name for the specific invention of R.F. Borkenstein (7), but
general usage has applied it to any device using breath for an
alcohol analysis. A very good detailed description of the
operation of Breathalyzer models 900, 900A, and 1000 is given by
Browne, Weatherman and Baxter (23). The Breathalyzer was a
definite improvement over the Drunkometer in that a definite
volume of breath (52.5 ml) was captured in a special sample
chamber thus avoiding the erroneous need for analysis of the
carbon dioxide content of the breath. Before the test is started
two vials containing the test solution of potassium dichromate and
sulfuric acid are checked by the operator
of the test to determine that the
volumes are exactly equal (3ml) and are, then, each placed in
front of a photo cell at opposite sides of a light source. The
electrical output of each photo cell is connected to the null
point galvanometer. When the two vials contain an equal amount of
ethanol and when they are balanced equidistant from the light
source the galvanometer registers zero. A light source between the
two vials is moved toward or away from them to achieve the null
point on the galvanometer. When the breath sample is bubbled
through the test vial a decrease in color will occur if alcohol
was present in the breath. This decreased color will require a
repositioning of the test sample to obtain the null point. The
change in the position of the vial; i.e., the distance between the
vial and the photocell will be a measure of
the alcohol present in the sample. The accuracy of the test result
depends entirely upon the integrity of the officer performing the
test. He determines both the zero position and the final test
position. That is what earned the device the title, Dial-A-Drunk.
It not difficult to recognize that the police officer conducting
the test may biased or even wish to be a winner of a MADD prize
for the most arrests!
A second factor was identified
several years after the Breathalyzer had been introduced. Radio
frequency interference (RFI) occurs when certain radio waves cause
the galvanometer to fluctuate or otherwise interfere with the
galvanometer readings. Police radio transmitters, ham radio
operators, cell phones, AM and FM radios, and other similar radio
waves have been identified as interfering with the proper
operation of the Breathalyzer. To offset this problem, an early
solution was the insertion of radio frequency interference kits
into the electrical conduit of the Breathalyzer. The warning of
the presence of RFI included a red light or an alarm.
Unfortunately, these devices were not completely satisfactory. The
instrument manufacturers, today, use built-in detectors or
shields, but test results of the National Bureau of Standards (23)
indicate that the RFI problem still exists.
When R. A. Harte (24) introduced
the Intoxilyzer in 1971, the wet-chemical procedure of the
Breathalyzer was soon to become replaced by infra-red
spectroscopy. Further comments on the Intoxilyzer will follow the
next report on the partition ratio. The above review is a reminder
that science, as Peter Huber wrote, is indeed imperfect and can
correct itself, but the important fact to remember is that the
corrections must be accepted more quickly. Too much use of faulty
science means too much deceit of the driving public. Scientists
should vigorously rebel against the improper use of science and
encourage quicker implementation of scientific improvements in
forensic alcohol determinations.
References
1. P. R. Huber, ''Galileo's
Revenge...Junk Science in the Courtroom'' Basic Books Pubs.
pp. 222-223, 1991.
2. E. P.M. Widmark, ''Eine
Micromethode zur Bestimmung von Aethylalkol im Blut'',
Biochemische Zeitschrift, 132, 473-484, 1922
3. R. N. Harger, ''A Simple Method
for the Determination of Alcohol in Biological Material.''
J. Lab. & Clin. Med., 20,
746-751, 1933.
4. R. N. Harger, E. B. Lamb, &
R. R. Hulpieu, ''A Rapid Chemical Test for Intoxication Employing
Breath'', JAMA 110, pp 779-785, 1938.
5. E. P. M. Widmark, ''Die
theoretischen Grundlagenund die praktische Verwendbarkeit der
gerichlich-medezinischen Alkoholbestimmung'', Fortschritte der
Naturwissenschaftlichen Forschung, 11, 1-140, 1932.
6. R. C. Baselt, ''Principles and
Applications of Medicolegal Alcohol Determination'' a translation
of item 5 above, Biomedical Publications, Davis, CA, 1981.
7. R. F. Borkenstein & H. W.
Smith, ''The Breathalyzer and Its Application'', Medicine, Science
and the Law', 2, 13-22, 1961.
8. R. F. Borkenstein, R. F.
Crowther, R. P. Shumate, et al, ''The Role of the Drinking Driver
in
Traffic Accidents'', Indiana
University, Dept. of Police Administration, Bloomington, IN, 1964.
9. T. G. Schwar, ''Alcohol, Drugs,
and Road Traffic'', Juta & Co. Capetown, Africa, 1979.
10. A. W. Jones, pp. 128-129, ''
Medical-Legal Aspects of Alcohol'' 4th Ed, J. C.
Garriott, Lawyers and Judges Publishing Co.Inc., Tuscon, AZ, 2003.
11. http://www.ou.edu/oupd/bac.htm
12. R. Andreasson & A. W.
Jones, ''Historical Anecdote Related to Chemical Tests for
Intoxication'', J. of Analytical Toxicology, 20, (3),
207-208,1996.
13. R. N. Harger, ''A Simple Method
for the Determination of Alcohol in Biological Material'', J. Lab.
& Clin. Med.,20,746-751, 1933.
14. R. N. Harger, E. B. Lamb &
R. R. Hulpieu, ''A Rapid Chemical Test for Intoxication Employing
Breath'', JAMA, 110, 779-785, 1938.
15. R. N. Harger, Alcohol/Water
Partition Ratio, Science, Science News, 73, No. 1892, 1931.
16. R. L. Donigan, p. 95,
''Chemical Tests & the Law'' 2d Ed., Traffic Institute
Northwestern University Publishers, Evanston, IL, 1966.
17. M. F. Mason & K. M.
Dubowski, ''Alcohol, Traffic, and Chemical Testing in the United
States: A Resume and Some Remaining Problems'', Clin. Chem.
20,126-140, 1974.
18. W. C. Head, p. 377, ''Breath
Tests and Blood Alcohol Concentration'' 4th Ed. , J. C.
Garriott, ''Medical-Legal Aspects of Alcohol'', Lawyers &
Judges Publishing Co. Inc. Tuscon, AZ, 2003.
19. R. N. Harger, ''Debunking the
Drunkometer'' American J. of Police Science, 40,(4), 497-506,
1949.
20. C. W. Muehlberger, ''Medicolegal
Aspects of Chemical Tests of Alcoholic Intoxication'', J. Criminal
Law & Criminology, 39, (3),
411-416, 1948.
21. National Safety Council
Committee on Alcohol and Drugs, ''A Model Program for the Control
of Alcohol for Traffic Safety'', Chicago, IL, 1967.
22. National Safety Council
Committee on Alcohol and Drugs, ''Recommendations of the Ad Hoc
Committee on Testing and Training'', Appendix A, Chicago, IL,
1968.
23. G. E. Browne, A. Weatherman,
& R. Baxter, ''Methods for Breath Analysis'', pp.116-119,
Medicolegal Aspects of Alcohol Determination in Biological
Specimens. J. C. Garriott, Ed. P. S. G. Publishing Co. ,Littleton,
MA, 1988.
24. B. Taylor & C. Kuyatt,
'' NIST Technical Note 1297 Guidelines for Evaluating and
Expressing the Uncertainty of NIST Measurement Results'' 1994, http://physics.nist.gov/Pubs/guidelines/contents.html.
25. R. A. Harte, ''An Instrument
for the Determination of Ethanol in Breath in Law Enforcement
Practice'', J. Of Forensic Science, 16, (4), 493-510, 1971.
Those
wishing to respond, question or add relative information are urged
to contact me by email.
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